Pauline Wai Wah Lee
李慧華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pauline Wai Wah Lee (李慧華), a licensed former licensee with CE reference AKP372. This person has 20.3 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-09-18 | 2025-06-12 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2009-09-18 | 2025-06-12 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2007-09-24 | 2008-12-10 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-08-24 | 2008-12-10 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-08-24 | 2008-12-10 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2004-05-17 | 2007-08-16 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2004-05-17 | 2007-08-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Pauline Wai Wah Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Yiu Kei Leung | BOCI Asia Limited | 2009–2025 |
| Kin Man Lee | BOCI Asia Limited | 2009–2025 |
| Yuying Weng | BOCI Asia Limited | 2009–2025 |
| Zhen Zhang | BOCI Asia Limited | 2009–2025 |
| Michael Sin Yue Mak | BOCI Asia Limited | 2009–2024 |
| Ho Chi Sit | BOCI Asia Limited | 2011–2025 |
| Tong Li | BOCI Asia Limited | 2009–2024 |
| Shan Hock Liew | BOCI Asia Limited | 2010–2025 |
| Michael Man Cheong Cheng | BOCI Asia Limited | 2009–2023 |
| Mario Altenburger | BOCI Asia Limited | 2010–2024 |
| Lawrence Cho Ming Lau | BOCI Asia Limited | 2011–2025 |
| Zhongjing Ruan | BOCI Asia Limited | 2011–2025 |
| Xinwei Xu | BOCI Asia Limited | 2011–2025 |
| Wai Yee Cammy Lam | BOCI Asia Limited | 2010–2023 |
| Rowena See Wai Ng | BOCI Asia Limited | 2009–2023 |
| Chen Chi | BOCI Asia Limited | 2012–2025 |
| Ka Hung Chan | BOCI Asia Limited | 2012–2025 |
| Mei To | BOCI Asia Limited | 2012–2025 |
| Sarah Lai Wong | BOCI Asia Limited | 2009–2021 |
| Xuting Yao | BOCI Asia Limited | 2013–2025 |