David George Edward Rickards
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David George Edward Rickards, a licensed former licensee with CE reference AKJ004. This person has 8.2 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 - Advising on securities | 2011-02-17 | 2012-09-30 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
RO | Type 4 - Advising on securities | 2004-07-13 | 2011-02-17 |