Yang Liu
劉洋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yang Liu (劉洋), a licensed former licensee with CE reference AJK624. This person has 11.3 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2007-01-23 | 2015-07-07 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 4 - Advising on securities | 2005-09-05 | 2007-01-21 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
Rep | Type 4 - Advising on securities | 2004-08-23 | 2005-09-02 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-03-17 | 2004-08-04 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-03-17 | 2004-08-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yang Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.