Wing Siu Chan
陳榮肇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Siu Chan (陳榮肇), a licensed former licensee with CE reference AJI241. This person has 7.2 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pegasus Fund Managers Limited 東驥基金管理有限公司 |
Rep | Type 1 - Dealing in securities | 2011-05-04 | 2011-06-09 |
| Pegasus Fund Managers Limited 東驥基金管理有限公司 |
Rep | Type 9 - Asset management | 2007-03-06 | 2011-06-09 |
| Pegasus Fund Managers Limited 東驥基金管理有限公司 |
Rep | Type 4 - Advising on securities | 2004-04-16 | 2011-06-09 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-01-10 | 2004-01-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wing Siu Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.