Kai Yuen Yau
丘啟源
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Yuen Yau (丘啟源), a licensed former licensee with CE reference AJH011. This person has 2.1 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Life (International) Limited 滙豐人壽保險（國際）有限公司 |
Rep | Type 4 - Advising on securities | 2004-01-19 | 2006-02-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kai Yuen Yau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.