James Ying Lau
劉營
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Ying Lau (劉營), a licensed former licensee with CE reference AJG442. This person has 6.7 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FTL Wealth Management (HK) Limited 富通財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2005-11-29 | 2010-11-15 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2004-01-16 | 2005-09-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as James Ying Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.