James Stephen Graham
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Stephen Graham, a licensed former licensee with CE reference AJD815. This person has 7.6 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Asia Pacific Investment Advisors Limited | Rep | Type 4 - Advising on securities | 2010-05-03 | 2015-06-15 |
| Asia Pacific Investment Advisors Limited | Rep | Type 9 - Asset management | 2010-05-03 | 2015-06-15 |
| UKFP (Asia) HK Limited | Rep | Type 1 - Dealing in securities | 2007-05-25 | 2007-12-31 |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2004-10-11 | 2005-11-30 |
| UKFP (Asia) HK Limited | Rep | Type 1 - Dealing in securities | 2003-11-05 | 2004-08-16 |
| UKFP (Asia) HK Limited | Rep | Type 4 - Advising on securities | 2003-11-05 | 2004-08-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as James Stephen Graham during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.