Raymond Shiu Fai Chan
陳兆輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raymond Shiu Fai Chan (陳兆輝), a licensed former licensee with CE reference AJD697. This person has 2.5 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-06-04 | 2011-05-30 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-08-11 | 2011-05-30 |
| Prudential Assurance Company Limited, The 英國保誠保險有限公司 |
Rep | Type 1 - Dealing in securities | 2003-12-04 | 2004-08-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Raymond Shiu Fai Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.