To Chan
陳韜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for To Chan (陳韜), a licensed former licensee with CE reference AJD686. This person has 20.2 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Prime Capital Management Company Limited 湧金資產管理有限公司 |
RO | Type 4 - Advising on securities | 2012-03-15 | 2024-01-31 |
| Prime Capital Management Company Limited 湧金資產管理有限公司 |
RO | Type 9 - Asset management | 2012-03-15 | 2024-01-31 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
RO | Type 9 - Asset management | 2008-02-21 | 2011-12-31 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
RO | Type 9 - Asset management | 2005-04-08 | 2005-11-21 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2005-02-15 | 2011-12-31 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2004-05-25 | 2011-12-31 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2003-09-03 | 2004-05-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as To Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.