Yi Zhu
朱奕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi Zhu (朱奕), a licensed former licensee with CE reference AJD524. This person has 14.1 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2015-10-06 | 2020-02-10 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-10-06 | 2020-02-10 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2003-09-11 | 2013-06-14 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2003-09-11 | 2013-06-14 |