Siu Ming Lee

李小鳴
CE No. AJA484 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Ming Lee (李小鳴), a licensed former licensee with CE reference AJA484. This person has 9.7 years of SFC licence history. Total licence records on file: 2.

Information

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Licence history

FirmRoleRegulated activityFromTo
Corporate Commodities Limited
協聯期貨有限公司
Rep Type 2 - Dealing in futures contracts 2004-01-29 2013-04-02
Corporate Brokers Limited
協聯證券有限公司
Rep Type 1 - Dealing in securities 2003-07-29 2013-04-02

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Siu Ming Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Kit Fong Lee Corporate Brokers Limited 2003–2013
Hong Nin Fok Corporate Brokers Limited 2003–2013
Vincent Chun Kit Luk Corporate Brokers Limited 2004–2013
Victor Kwok Wai Lee Corporate Commodities Limited 2004–2013
Sun Wo Chan Corporate Brokers Limited 2005–2013
Siu Ying Tsang Corporate Brokers Limited 2005–2013
Ting Kwok Leung Corporate Commodities Limited 2005–2012
Manuel Man Yee Yuen Corporate Commodities Limited 2006–2013
Kam Lung Wong Corporate Brokers Limited 2003–2013
Wai Fat Cheung Corporate Commodities Limited 2004–2013
Wai Keung Cho Corporate Brokers Limited 2003–2013
Wai Cheong Tam Corporate Brokers Limited 2003–2013
Siu Man Ho Corporate Brokers Limited 2003–2011
Vincent Tat Kwan Wong Corporate Brokers Limited 2003–2011
Siu Yeung Pun Corporate Brokers Limited 2003–2013
Kwok Chi Chau Corporate Brokers Limited 2003–2013
Shi Ming Choi Corporate Brokers Limited 2003–2013
Li Feng Fung Corporate Brokers Limited 2003–2013
Kwok Kuen Ho Corporate Brokers Limited 2003–2013
Yuk Lin Hung Corporate Brokers Limited 2003–2013
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