Yim Chung Vivien Soo
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yim Chung Vivien Soo, a licensed former licensee with CE reference AJA079. This person has 1.2 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Institutional Trust Services (Asia) Limited 滙豐機構信託服務(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-06-25 |
| HSBC Institutional Trust Services (Asia) Limited 滙豐機構信託服務(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-06-25 |
Worked alongside
The 10 closest colleagues, strongest tie first — individuals licensed at the same firm as Yim Chung Vivien Soo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.