Alain Frederic Dublin
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alain Frederic Dublin, a licensed former licensee with CE reference AIY944. This person has 2.7 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-02-25 | 2006-04-01 |
| BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2004-02-25 | 2004-11-29 |
| BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 |
Rep | Type 9 - Asset management | 2004-02-25 | 2004-11-29 |
| BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2003-05-29 | 2003-12-24 |
| BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2003-05-29 | 2003-12-24 |
| BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 |
Rep | Type 9 - Asset management | 2003-05-29 | 2003-12-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Alain Frederic Dublin during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.