Joseph Rondinella
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joseph Rondinella, a licensed former licensee with CE reference AIY535. This person has 14.7 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SMBC Capital Markets (Asia) Limited | RO | Type 1 - Dealing in securities | 2010-07-14 | 2025-04-01 |
| SMBC Capital Markets (Asia) Limited | RO | Type 2 - Dealing in futures contracts | 2010-07-14 | 2025-04-01 |
Worked alongside
The 12 closest colleagues, strongest tie first — individuals licensed at the same firm as Joseph Rondinella during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Adrian Alexander Wong | SMBC Capital Markets (Asia) Limited | 2012–2025 |
| Jack Jialin Zhao | SMBC Capital Markets (Asia) Limited | 2010–2021 |
| Anthony John Sewell | SMBC Capital Markets (Asia) Limited | 2010–2020 |
| Yushi Araki | SMBC Capital Markets (Asia) Limited | 2017–2025 |
| Norihiko Kawata | SMBC Capital Markets (Asia) Limited | 2017–2023 |
| Velik Alexandre Bellemin | SMBC Capital Markets (Asia) Limited | 2021–2025 |
| Yutaka Shimoyama | SMBC Capital Markets (Asia) Limited | 2012–2015 |
| Yasuhiro Miki | SMBC Capital Markets (Asia) Limited | 2015–2017 |
| Akihiko Matsumura | SMBC Capital Markets (Asia) Limited | 2010–2012 |
| Yushi Makita | SMBC Capital Markets (Asia) Limited | 2023–2025 |
| Qifang Cai | SMBC Capital Markets (Asia) Limited | 2023–2025 |
| Takashi Ishihara | SMBC Capital Markets (Asia) Limited | 2015 |