Shinya Fujiwara

藤原伸哉
CE No. AIS240 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shinya Fujiwara (藤原伸哉), a licensed former licensee with CE reference AIS240. This person has 5.2 years of SFC licence history. Total licence records on file: 13.

Information

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Licence history

FirmRoleRegulated activityFromTo
Cape Asset Management Limited
海角資產管理有限公司
RO Type 5 - Advising on futures contracts 2006-05-25 2009-08-31
China Yinsheng International Securities Limited
中國銀盛國際證券有限公司
RO Type 5 - Advising on futures contracts 2006-05-25 2009-08-31
China Yinsheng International Securities Limited
中國銀盛國際證券有限公司
RO Type 1 - Dealing in securities 2005-10-20 2009-08-31
Cape Asset Management Limited
海角資產管理有限公司
RO Type 4 - Advising on securities 2005-06-01 2009-08-31
China Yinsheng International Securities Limited
中國銀盛國際證券有限公司
RO Type 4 - Advising on securities 2005-06-01 2009-08-31
Cape Asset Management Limited
海角資產管理有限公司
RO Type 6 - Advising on corporate finance 2005-06-01 2009-08-31
China Yinsheng International Securities Limited
中國銀盛國際證券有限公司
RO Type 6 - Advising on corporate finance 2005-06-01 2009-08-31
Cape Asset Management Limited
海角資產管理有限公司
RO Type 9 - Asset management 2005-06-01 2009-08-31
China Yinsheng International Securities Limited
中國銀盛國際證券有限公司
RO Type 9 - Asset management 2005-06-01 2009-08-31
China Yinsheng International Securities Limited
中國銀盛國際證券有限公司
Rep Type 1 - Dealing in securities 2004-07-07 2005-10-20
China Yinsheng International Securities Limited
中國銀盛國際證券有限公司
Rep Type 4 - Advising on securities 2004-07-07 2005-06-01
China Yinsheng International Securities Limited
中國銀盛國際證券有限公司
Rep Type 6 - Advising on corporate finance 2004-07-07 2005-06-01
China Yinsheng International Securities Limited
中國銀盛國際證券有限公司
Rep Type 9 - Asset management 2004-07-07 2005-06-01

Worked alongside

The 11 closest colleagues, strongest tie first — individuals licensed at the same firm as Shinya Fujiwara during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Masahiko Yamamoto China Yinsheng International Securities Limited 2004–2009
Sai Ching Chan China Yinsheng International Securities Limited 2004–2009
Masato Fukunaga China Yinsheng International Securities Limited 2005–2009
Lap Kwan Chan China Yinsheng International Securities Limited 2004–2008
Man Wai Leung Cape Asset Management Limited 2005–2009
Pui Leung Lo Cape Asset Management Limited 2005–2009
Fara Yuen Ling Kay Cape Asset Management Limited 2008–2009
Yan Li Cape Asset Management Limited 2008–2009
Tze Man Chan Cape Asset Management Limited 2009
King Hang Tong China Yinsheng International Securities Limited 2004–2005
Kenju Ogyu Cape Asset Management Limited 2007–2008
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