Brian Albert Pohli
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Brian Albert Pohli, a licensed former licensee with CE reference AIR628. This person has 19.1 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Valliance Asset Management Limited | RO | Type 9 - Asset management | 2021-06-24 | 2023-03-24 |
| Valliance Asset Management Limited | Rep | Type 9 - Asset management | 2021-04-19 | 2021-06-24 |
| Deltroit (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2020-11-13 | 2021-03-05 |
| Deltroit (Hong Kong) Limited | RO | Type 9 - Asset management | 2005-12-12 | 2021-03-05 |
| Deltroit (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2005-04-11 | 2021-03-05 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-06-21 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-08-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Brian Albert Pohli during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.