Anita Sau Wan Li
李秀韻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anita Sau Wan Li (李秀韻), a licensed former licensee with CE reference AIM319. This person has 0.2 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DBS Vickers Securities Online (HK) Limited 星展唯高達網上證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-06-28 |
| DBS Vickers Securities Online (HK) Limited 星展唯高達網上證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-06-28 |
| DBS Vickers Securities Online (HK) Limited 星展唯高達網上證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-06-28 |
| DBS Vickers Securities Online (HK) Limited 星展唯高達網上證券(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-06-28 |
Worked alongside
The 16 closest colleagues, strongest tie first — individuals licensed at the same firm as Anita Sau Wan Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.