Denise Lok Qun Mak
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Denise Lok Qun Mak (麥樂坤), a licensed Responsible Officer with CE reference AIH187. Currently licensed at 1 firm(s): CVC Asia Pacific Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. This person has 20.6 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CVC Asia Pacific Limited | RO | Type 1 - Dealing in securities | 2018-03-23 | present |
| CVC Asia Pacific Limited | Rep | Type 4 - Advising on securities | 2005-12-07 | present |
| CVC Asia Pacific Limited | Rep | Type 6 - Advising on corporate finance | 2005-12-07 | present |
| CVC Asia Pacific Limited | Rep | Type 1 - Dealing in securities | 2016-02-19 | 2018-03-23 |
| CVC Asia Pacific Limited | Rep | Type 9 - Asset management | 2005-12-07 | 2018-10-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Denise Lok Qun Mak during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.