Kou Ming Kan
簡教銘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kou Ming Kan (簡教銘), a licensed former licensee with CE reference AIC203. This person has 1.4 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wilson Securities Limited 滙生證券有限公司 |
RO | Type 1 - Dealing in securities | 2010-02-25 | 2010-07-10 |
| Wilson Securities Limited 滙生證券有限公司 |
RO | Type 4 - Advising on securities | 2010-02-25 | 2010-07-10 |
| Hafoo Securities Limited 哈富證券有限公司 |
RO | Type 1 - Dealing in securities | 2009-12-09 | 2010-07-10 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2008-07-29 | 2008-10-30 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2008-07-29 | 2008-10-30 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
Rep | Type 9 - Asset management | 2008-07-29 | 2008-10-30 |
| Network Financial Services Limited 萬匯理財策劃有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-10-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kou Ming Kan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.