Chi Kwan Ko
高志鈞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Kwan Ko (高志鈞), a licensed former licensee with CE reference AHR140. This person has 19.2 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Stockwell Securities Limited 常匯證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-07-01 | 2022-09-13 |
| Stockwell Securities Limited 常匯證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2022-07-01 | 2022-09-13 |
| Stockwell Commodities Limited 常匯商品期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-04-12 | 2022-06-30 |
| Stockwell Securities Limited 常匯證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-03-26 | 2022-06-30 |
| Original Group Securities Limited 原創集團證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-04-10 | 2019-03-01 |
| One China Securities Limited 一中證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-02-18 | 2017-03-31 |
| One China Securities Limited 一中證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-01-10 | 2017-03-31 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-06-19 | 2008-01-02 |
| Stockwell Securities Limited 常匯證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2006-04-13 |
| Stockwell Securities Limited 常匯證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-05-13 |
| Stockwell Securities Limited 常匯證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-05-13 |
| Stockwell Securities Limited 常匯證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-07-07 |
| Stockwell Securities Limited 常匯證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-05-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chi Kwan Ko during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.