Se-Fen Chou
周瑟芬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Se-Fen Chou (周瑟芬), a licensed former licensee with CE reference AHM522. This person has 7.2 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CSC Financial Services Limited 群益金融服務有限公司 |
RO | Type 1 - Dealing in securities | 2009-09-09 | 2010-06-12 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2010-06-12 |
| CSC Financial Services Limited 群益金融服務有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2009-09-09 |
| CSC Financial Services Limited 群益金融服務有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-09-11 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-09-11 |
| CSC Financial Services Limited 群益金融服務有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-09-11 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-09-11 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-09-11 |
| CSC Financial Services Limited 群益金融服務有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-09-11 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-09-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Se-Fen Chou during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.