Frank Philip Harley
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Frank Philip Harley, a licensed former licensee with CE reference AHJ472. This person has 6.3 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AIF Capital Limited 殷庫資本有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2009-06-30 |
| AIF Capital Limited 殷庫資本有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2009-06-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Frank Philip Harley during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Peter Francis Amour | AIF Capital Limited | 2003–2009 |
| Stephen Lee | AIF Capital Limited | 2003–2009 |
| Daniel Sheung Yin Hui | AIF Capital Limited | 2003–2009 |
| Chui Kuen Chu | AIF Capital Limited | 2003–2009 |
| Lek Suan Lim | AIF Capital Limited | 2003–2009 |
| Ajay Lal | AIF Capital Limited | 2003–2009 |
| Andy Po Shing Tse | AIF Capital Limited | 2003–2009 |
| Xiaoning Xia | AIF Capital Limited | 2003–2008 |
| Antonio Yun Pui Yeung | AIF Capital Limited | 2003–2008 |
| Janet King Lok Wong | AIF Capital Limited | 2006–2009 |
| Kenny Oi Kan Yiu | AIF Capital Limited | 2006–2009 |
| William Wesley Barnes II | AIF Capital Limited | 2006–2009 |
| Alfred King Wai Wong | AIF Capital Limited | 2003–2005 |
| Bruce Carroll Allen | AIF Capital Limited | 2003–2005 |
| Wei Huang | AIF Capital Limited | 2008–2009 |
| Janice Tze Yen Li | AIF Capital Limited | 2008–2009 |
| Jason David Traff | AIF Capital Limited | 2008–2009 |
| Hankun Xu | AIF Capital Limited | 2008 |
| Edward James Landry | AIF Capital Limited | 2003 |
| Doris Sock Meng Ng | AIF Capital Limited | 2009 |