Simon Kin-Nin Ko
高建年
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Kin-Nin Ko (高建年), a licensed former licensee with CE reference AHA880. This person has 2.0 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-02-11 | 2005-04-16 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2003-10-28 | 2005-04-16 |
| K.K.M. Securities Limited 新同得有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-10-28 |
| K.K.M. Securities Limited 新同得有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-10-28 |
| K.K.M. Securities Limited 新同得有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-10-28 |
| K.K.M. Securities Limited 新同得有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-10-28 |
Worked alongside
The 12 closest colleagues, strongest tie first — individuals licensed at the same firm as Simon Kin-Nin Ko during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.