Ivy Lai Ha So
蘇麗霞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ivy Lai Ha So (蘇麗霞), a licensed Representative with CE reference AGV329. Currently licensed at 1 firm(s): Fulbright Securities Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 23.3 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-10-05 | present |
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2007-09-25 |
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-12-29 |
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-12-29 |
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-12-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ivy Lai Ha So during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.