Patricia Hoi Wai Au
區凱慧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Patricia Hoi Wai Au (區凱慧), a licensed former licensee with CE reference AGS194. This person has 13.1 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| East Asia Securities Company Limited 東亞證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2016-05-01 |
| East Asia Securities Company Limited 東亞證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-12-22 |
| East Asia Securities Company Limited 東亞證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-12-22 |
| East Asia Securities Company Limited 東亞證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-08-26 |
| East Asia Securities Company Limited 東亞證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-12-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Patricia Hoi Wai Au during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.