Alan Michael Dupres
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alan Michael Dupres, a licensed former licensee with CE reference AGQ827. This person has 4.6 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Richmond Asset Management Limited | Rep | Type 9 - Asset management | 2007-05-25 | 2008-04-29 |
| Richmond Asset Management Limited | Rep | Type 4 - Advising on securities | 2007-04-20 | 2008-04-29 |
| Cambridge Strategy (Asset Management) Asia Limited, The | Rep | Type 4 - Advising on securities | 2005-10-19 | 2007-01-17 |
| TMT Financial Services Limited | Rep | Type 4 - Advising on securities | 2004-07-27 | 2005-08-01 |
| TMT Financial Services Limited | RO | Type 4 - Advising on securities | 2004-01-05 | 2004-07-27 |
| TMT Financial Services Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2004-01-05 |
Worked alongside
The 13 closest colleagues, strongest tie first — individuals licensed at the same firm as Alan Michael Dupres during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.