Sau Ha Pun

潘秀霞
CE No. AGP636 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sau Ha Pun (潘秀霞), a licensed former licensee with CE reference AGP636. This person has 21.0 years of SFC licence history. Total licence records on file: 6.

Information

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Licence history

FirmRoleRegulated activityFromTo
Ark Securities (Hong Kong) Limited
同舟證券(香港)有限公司
Rep Type 1 - Dealing in securities 2003-07-28 2024-03-30
Shun Loong Securities Company Limited
順隆證券行有限公司
Rep Type 1 - Dealing in securities Pre-2003 2003-07-28
Shun Loong Securities Company Limited
順隆證券行有限公司
Rep Type 4 - Advising on securities Pre-2003 2003-07-28
Shun Loong Securities Company Limited
順隆證券行有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2003-07-28
Shun Loong Securities Company Limited
順隆證券行有限公司
Rep Type 7 - Providing automated trading services Pre-2003 2003-07-28
Shun Loong Securities Company Limited
順隆證券行有限公司
Rep Type 9 - Asset management Pre-2003 2003-07-28

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sau Ha Pun during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
James Ying Lai Yeung Ark Securities (Hong Kong) Limited 2003–2021
Po Shing Wong Ark Securities (Hong Kong) Limited 2005–2023
John Yick Man Ying Ark Securities (Hong Kong) Limited 2003–2021
Kevin Garman Lai Ark Securities (Hong Kong) Limited 2006–2024
Hai Hong Ark Securities (Hong Kong) Limited 2007–2024
Lai Ping Chau Ark Securities (Hong Kong) Limited 2003–2020
Lo Chan Ark Securities (Hong Kong) Limited 2004–2020
Kai Sui Ng Ark Securities (Hong Kong) Limited 2008–2024
Shu Hung Chan Ark Securities (Hong Kong) Limited 2007–2022
Chi Kat Li Ark Securities (Hong Kong) Limited 2005–2019
Wai Sun Li Ark Securities (Hong Kong) Limited 2005–2020
Yuenan Li Ark Securities (Hong Kong) Limited 2008–2020
Man Li Chan Ark Securities (Hong Kong) Limited 2004–2024
Kong Hoi Wu Ark Securities (Hong Kong) Limited 2006–2022
Kin Wah Chan Ark Securities (Hong Kong) Limited 2003–2024
Winnie Wing Yee Ng Ark Securities (Hong Kong) Limited 2003–2021
Shuk Yee Fong Ark Securities (Hong Kong) Limited 2005–2014
Wang Kwan Chan Ark Securities (Hong Kong) Limited 2008–2024
Chi Hung Leung Ark Securities (Hong Kong) Limited 2006–2015
Peggy Ho Yan Tai Ark Securities (Hong Kong) Limited 2008–2017
Explore the interactive colleague network →

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