Dorothy Chiu Ling Lee
李俏玲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dorothy Chiu Ling Lee (李俏玲), a licensed former licensee with CE reference AGP332. This person has 2.5 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| IPP Financial Advisers Limited 盈加理財顧問有限公司 |
Rep | Type 1 - Dealing in securities | 2007-09-07 | 2009-04-01 |
| IPP Financial Advisers Limited 盈加理財顧問有限公司 |
Rep | Type 4 - Advising on securities | 2007-09-07 | 2009-04-01 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-03-02 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-03-02 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-03-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Dorothy Chiu Ling Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.