Kam Lung Liu

廖金龍
CE No. AGO532 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kam Lung Liu (廖金龍), a licensed former licensee with CE reference AGO532. This person has 1.4 years of SFC licence history. Total licence records on file: 1.

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Licence history

FirmRoleRegulated activityFromTo
China Rise Securities Asset Management Company Limited
華晉證券資產管理有限公司
Rep Type 1 - Dealing in securities 2009-10-22 2011-03-25

Worked alongside

The 5 closest colleagues, strongest tie first — individuals licensed at the same firm as Kam Lung Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Hin Pong Wat China Rise Securities Asset Management Company Limited 2009–2011
Sammy Kin Keung Shiu China Rise Securities Asset Management Company Limited 2009–2011
Tai Wai Leung China Rise Securities Asset Management Company Limited 2009–2011
Fuk Shing Chris Cheung China Rise Securities Asset Management Company Limited 2010
Pui Choi Ma China Rise Securities Asset Management Company Limited 2011
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