Kwok Keung Lee

李國強
CE No. AGO381 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Keung Lee (李國強), a licensed former licensee with CE reference AGO381. This person has 13.3 years of SFC licence history. Total licence records on file: 10.

Information

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Licence history

FirmRoleRegulated activityFromTo
Tengard Fund Management Limited
騰祺基金管理有限公司
Rep Type 1 - Dealing in securities 2012-04-17 2016-12-14
Tengard Fund Management Limited
騰祺基金管理有限公司
Rep Type 4 - Advising on securities 2012-04-17 2016-12-14
Tengard Fund Management Limited
騰祺基金管理有限公司
Rep Type 9 - Asset management 2012-04-17 2016-12-14
BMI Funds Management Limited
邦盟滙駿基金管理有限公司
Rep Type 1 - Dealing in securities 2010-10-21 2012-01-31
BMI Funds Management Limited
邦盟滙駿基金管理有限公司
Rep Type 4 - Advising on securities 2009-06-19 2012-01-31
BMI Funds Management Limited
邦盟滙駿基金管理有限公司
Rep Type 9 - Asset management 2009-06-19 2012-01-31
Broadway Wealth Management Limited
博偉財富管理有限公司
Rep Type 4 - Advising on securities 2008-09-17 2009-05-04
Broadway Wealth Management Limited
博偉財富管理有限公司
Rep Type 9 - Asset management 2008-09-17 2009-05-04
Karl Thomson Investment Consultants Limited
高信投資顧問有限公司
Rep Type 9 - Asset management 2006-02-24 2008-09-02
Karl Thomson Investment Consultants Limited
高信投資顧問有限公司
Rep Type 4 - Advising on securities Pre-2003 2008-09-02

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwok Keung Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Hing Hung Shum Karl Thomson Investment Consultants Limited 2003–2008
Chak Keung Ngan Tengard Fund Management Limited 2012–2016
Terence Chi Tat Hui Tengard Fund Management Limited 2012–2016
Shing Yip Choy Tengard Fund Management Limited 2012–2016
Wing Yi Cheng Karl Thomson Investment Consultants Limited 2003–2008
Wai Mai Regina Wan Tengard Fund Management Limited 2012–2016
Sun Ching Venus Ngai Karl Thomson Investment Consultants Limited 2003–2008
Wing Man Siu Tengard Fund Management Limited 2012–2016
Kwok Lun Nam Karl Thomson Investment Consultants Limited 2003–2008
Yuen Ting Kwok Karl Thomson Investment Consultants Limited 2003–2008
Darryl Si Luen Fung Karl Thomson Investment Consultants Limited 2003–2008
Anthony Chun Man Cheung Karl Thomson Investment Consultants Limited 2003–2008
Wing Fai Ho Karl Thomson Investment Consultants Limited 2003–2008
Priscilla Chung Han Mo Karl Thomson Investment Consultants Limited 2003–2008
Wai Leung Lam Karl Thomson Investment Consultants Limited 2003–2008
Po Chu Leung Karl Thomson Investment Consultants Limited 2004–2008
Kin So Karl Thomson Investment Consultants Limited 2003–2008
Chung Man Mo Tengard Fund Management Limited 2012–2014
Oscar Ching Fan Chan Karl Thomson Investment Consultants Limited 2004–2008
Chi Hang Ng Karl Thomson Investment Consultants Limited 2004–2008
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