Nien-Tsu Tsai
蔡念祖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nien-Tsu Tsai (蔡念祖), a licensed former licensee with CE reference AGN869. This person has 4.8 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Global Investment Advisors Limited 寰宇投資顧問有限公司 |
Rep | Type 4 - Advising on securities | 2006-11-01 | 2008-01-22 |
| Global Investment Advisors Limited 寰宇投資顧問有限公司 |
RO | Type 1 - Dealing in securities | 2005-01-27 | 2008-01-22 |
| Global Investment Advisors Limited 寰宇投資顧問有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2006-11-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Nien-Tsu Tsai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.