Yan Kwong Ki

祁欣光
CE No. AGM785 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Kwong Ki (祁欣光), a licensed former licensee with CE reference AGM785. This person has 18.6 years of SFC licence history. Total licence records on file: 6.

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Licence history

FirmRoleRegulated activityFromTo
Phillip Securities (Hong Kong) Limited
輝立證券(香港)有限公司
Rep Type 1 - Dealing in securities 2010-08-09 2022-07-27
AIF Securities Limited
亞投證券有限公司
Rep Type 1 - Dealing in securities 2007-06-15 2010-08-06
Tse's Securities Limited
謝氏膺暉證券有限公司
Rep Type 1 - Dealing in securities Pre-2003 2006-09-16
Tse's Securities Limited
謝氏膺暉證券有限公司
Rep Type 4 - Advising on securities Pre-2003 2004-06-23
Tse's Securities Limited
謝氏膺暉證券有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2004-06-23
Tse's Securities Limited
謝氏膺暉證券有限公司
Rep Type 9 - Asset management Pre-2003 2004-06-23

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yan Kwong Ki during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Pui Yin Tsui AIF Securities Limited 2007–2010
Hok Suen Hui AIF Securities Limited 2007–2010
Sung Yin Lee AIF Securities Limited 2007–2010
Yiu Wah Chiu AIF Securities Limited 2007–2010
Chun Lam AIF Securities Limited 2007–2010
Tung Ching Chan AIF Securities Limited 2007–2010
Pui Choi Ma Tse's Securities Limited 2003–2006
Puk Ming Kwan Tse's Securities Limited 2003–2006
Chi Man Leung Tse's Securities Limited 2003–2006
Eddy Kam To Chan Tse's Securities Limited 2003–2006
Chi Yuet Hui Tse's Securities Limited 2003–2006
Chun Lung Fong Tse's Securities Limited 2003–2006
Tony King Tong Fung Tse's Securities Limited 2003–2006
Ping Woon Hui Tse's Securities Limited 2003–2006
Hing Chuen Hung Tse's Securities Limited 2003–2006
Chuk Tsang Tai Tse's Securities Limited 2003–2006
Tsz Hong Cheung Tse's Securities Limited 2003–2006
Pui Ling Choy Tse's Securities Limited 2003–2006
Wai Yee Cheng Tse's Securities Limited 2003–2006
Fan Ming Hung Tse's Securities Limited 2003–2006
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