Kwok Kwan Ng
吳國坤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Kwan Ng (吳國坤), a licensed former licensee with CE reference AGM478. This person has 9.8 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Po Lee Securities Limited 寶利證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2012-12-31 |
| Po Lee Securities Limited 寶利證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-06-16 |
| Po Lee Securities Limited 寶利證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-06-16 |
| Po Lee Securities Limited 寶利證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-06-16 |
Worked alongside
The 12 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwok Kwan Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Shwe Kyi Ma | Po Lee Securities Limited | 2003–2012 |
| David Tai Wai Chan | Po Lee Securities Limited | 2003–2012 |
| Chiu Mo Samuel Tsang | Po Lee Securities Limited | 2003–2012 |
| Chung On Chan | Po Lee Securities Limited | 2004–2012 |
| Shung Lai Suen | Po Lee Securities Limited | 2009–2012 |
| Wun Gi Hui | Po Lee Securities Limited | 2010–2012 |
| Kenneth Sin Ming Poon | Po Lee Securities Limited | 2004–2005 |
| Chi Ming Cheung | Po Lee Securities Limited | 2011–2012 |
| Andy Ka Wai Tse | Po Lee Securities Limited | 2011–2012 |
| May Mei Yan Fung | Po Lee Securities Limited | 2011–2012 |
| Evans Tania Ming Tak Chu | Po Lee Securities Limited | 2004–2005 |
| Kit Kum Yeung | Po Lee Securities Limited | 2011 |