Sarang Maitreya Karkhanis
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sarang Maitreya Karkhanis, a licensed former licensee with CE reference AGL754. This person has 10.6 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aardvark Fund Management Limited | RO | Type 9 - Asset management | 2015-01-16 | 2015-07-20 |
| Aardvark Fund Management Limited | Rep | Type 9 - Asset management | 2015-01-05 | 2015-01-16 |
| Wharton Investment Advisors Limited | Rep | Type 5 - Advising on futures contracts | 2007-06-28 | 2014-06-30 |
| Wharton Investment Advisors Limited | RO | Type 4 - Advising on securities | 2007-04-16 | 2014-06-30 |
| Wharton Investment Advisors Limited | RO | Type 9 - Asset management | 2007-04-16 | 2014-06-30 |
| Longitude Asia Limited 瑞士經緯投資有限公司 |
RO | Type 4 - Advising on securities | 2004-09-17 | 2007-02-12 |
| Longitude Asia Limited 瑞士經緯投資有限公司 |
RO | Type 9 - Asset management | 2004-09-17 | 2007-02-12 |
| Wharton Investment Advisors Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-08-29 |
| Wharton Investment Advisors Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2003-08-29 |
| Wharton Investment Advisors Limited | Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-08-29 |
| Wharton Investment Advisors Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-08-29 |
| Wharton Investment Advisors Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-08-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sarang Maitreya Karkhanis during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.