Wai Chung Yam
任偉聰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Chung Yam (任偉聰), a licensed former licensee with CE reference AGK072. This person has 9.6 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-09-21 | 2016-12-13 |
| Wang On Securities Limited 宏安證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-03-15 | 2014-08-08 |
| Wang On Securities Limited 宏安證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-12-13 | 2006-11-30 |
Worked alongside
The 9 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Chung Yam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Sin Ching Lau | Wang On Securities Limited | 2005–2014 |
| Elaine Yuet Fong Chan | Wang On Securities Limited | 2005–2014 |
| Kin Ting Jim | Wang On Securities Limited | 2005–2014 |
| Ming Lui | Wang On Securities Limited | 2005–2014 |
| Bounban Thiem | Wang On Securities Limited | 2005–2014 |
| Yieu Thiem | Wang On Securities Limited | 2005–2014 |
| Ka Kuen Wong | Wang On Securities Limited | 2005–2014 |
| Pui Ying Chan | Wang On Securities Limited | 2005–2011 |
| Po Hung Fok | Wang On Securities Limited | 2005–2011 |