Tat Wai Chan
陳達威
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tat Wai Chan (陳達威), a licensed former licensee with CE reference AGJ555. This person has 21.3 years of SFC licence history. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AlphaGold Investment Management Limited 金母雞投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2025-02-12 | 2025-06-06 |
| AlphaGold Investment Management Limited 金母雞投資管理有限公司 |
Rep | Type 9 - Asset management | 2025-02-12 | 2025-06-06 |
| Hong Kong Huijin Securities Limited 香港匯金證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-05-23 | 2025-01-31 |
| Hong Kong Huijin Securities Limited 香港匯金證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2018-05-23 | 2025-01-31 |
| Hong Kong Huijin Securities Limited 香港匯金證券有限公司 |
RO | Type 4 - Advising on securities | 2018-05-23 | 2025-01-31 |
| Hong Kong Huijin Securities Limited 香港匯金證券有限公司 |
RO | Type 9 - Asset management | 2018-05-23 | 2025-01-31 |
| Eagle Trader Asset Management Limited 老鷹量化資產管理有限公司 |
RO | Type 9 - Asset management | 2016-10-20 | 2017-07-20 |
| AlphaGold Securities Limited 金母雞證券期貨有限公司 |
RO | Type 1 - Dealing in securities | 2015-03-10 | 2017-07-20 |
| AlphaGold Securities Limited 金母雞證券期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2015-03-10 | 2017-07-20 |
| AlphaGold Securities Limited 金母雞證券期貨有限公司 |
Rep | Type 1 - Dealing in securities | 2014-10-06 | 2015-03-10 |
| AlphaGold Securities Limited 金母雞證券期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-10-06 | 2015-03-10 |
| GRT Capital Management Limited 豐裕環球資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2014-10-06 | 2015-03-10 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2013-05-16 | 2014-09-20 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-04-28 | 2014-09-20 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2014-09-20 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-03-22 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-03-22 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-03-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tat Wai Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.