Laurence Wa Tung Shu
舒華東
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Laurence Wa Tung Shu (舒華東), a licensed former licensee with CE reference AGH934. This person has 2.1 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Piper Jaffray Asia Limited 派杰亞洲有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-04-28 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-11-14 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-04-28 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-11-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Laurence Wa Tung Shu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.