James Ying Lai Yeung
楊應禮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Ying Lai Yeung (楊應禮), a licensed former licensee with CE reference AGC980. This person has 18.8 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2003-07-22 | 2021-12-31 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-07-22 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-07-22 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-07-22 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-07-22 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-07-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as James Ying Lai Yeung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.