Suberna Vardhan Shringla
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Suberna Vardhan Shringla, a licensed former licensee with CE reference AGC702. This person has 21.3 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Global Corporate Finance Co., Limited 第一瑞興企業融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2019-06-20 | 2024-12-16 |
| First Global Corporate Finance Co., Limited 第一瑞興企業融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2019-03-20 | 2019-06-20 |
| QH Capital Limited 前海特華資本有限公司 |
RO | Type 4 - Advising on securities | 2017-09-05 | 2018-05-11 |
| QH Capital Limited 前海特華資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2015-03-16 | 2019-02-28 |
| QH Capital Limited 前海特華資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-03-11 | 2015-03-16 |
| ZhongHua Finance Capital Co., Limited 中華金融資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2010-05-27 | 2015-03-09 |
| ZhongHua Finance Capital Co., Limited 中華金融資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2005-06-03 | 2010-05-27 |
| Constellation Resources Limited | RO | Type 6 - Advising on corporate finance | Pre-2003 | 2005-01-26 |
Worked alongside
The 18 closest colleagues, strongest tie first — individuals licensed at the same firm as Suberna Vardhan Shringla during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.