Ka On Kwok
郭家安
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka On Kwok (郭家安), a licensed former licensee with CE reference AGB477. This person has 20.2 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2025-09-01 | 2026-01-01 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 4 - Advising on securities | 2025-09-01 | 2026-01-01 |
| Chief Securities Limited 致富證券有限公司 |
RO | Type 1 - Dealing in securities | 2025-09-01 | 2026-01-01 |
| Chief Securities Limited 致富證券有限公司 |
RO | Type 7 - Providing automated trading services | 2025-09-01 | 2026-01-01 |
| Chief Securities Limited 致富證券有限公司 |
RO | Type 7 - Providing automated trading services | 2021-11-10 | 2025-08-31 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 4 - Advising on securities | 2016-05-04 | 2025-08-31 |
| Chief Securities Limited 致富證券有限公司 |
RO | Type 1 - Dealing in securities | 2010-05-10 | 2025-08-31 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-10-24 | 2010-05-10 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-10-24 | 2025-08-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka On Kwok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Haiya Ye | Chief Commodities Limited | 2005–2025 |
| Kwok Kuen Ng | Chief Commodities Limited | 2006–2025 |
| Man Chung Chan | Chief Commodities Limited | 2006–2025 |
| Sai Wai Choi | Chief Commodities Limited | 2006–2025 |
| Tsan Yu Chan | Chief Commodities Limited | 2007–2025 |
| Tak Hung Chiu | Chief Commodities Limited | 2005–2023 |
| Ming Luo | Chief Commodities Limited | 2008–2025 |
| Jian Zhao | Chief Commodities Limited | 2009–2025 |
| Keng Chee Kwok | Chief Commodities Limited | 2009–2025 |
| Yee Kae Wong | Chief Commodities Limited | 2009–2025 |
| Ka Wa Chan | Chief Commodities Limited | 2009–2025 |
| Chi Yan Ho | Chief Commodities Limited | 2009–2025 |
| Yuen Ching Chan | Chief Commodities Limited | 2007–2022 |
| Yee Tak Leung | Chief Commodities Limited | 2010–2025 |
| Kwun Mo Au | Chief Commodities Limited | 2010–2025 |
| Hin Cheong Wu | Chief Commodities Limited | 2009–2023 |
| Yuk Wah Lam | Chief Commodities Limited | 2011–2025 |
| Bo Li | Chief Commodities Limited | 2005–2025 |
| Hee Man Wong | Chief Commodities Limited | 2005–2025 |
| Chi Ho Chong | Chief Commodities Limited | 2006–2025 |