Carmen Ka Man Au
區嘉敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carmen Ka Man Au (區嘉敏), a licensed former licensee with CE reference AGB272. This person has 2.7 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Securities Holdings Limited 中國証券控股有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-12-15 |
| China Securities Holdings Limited 中國証券控股有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-12-15 |
| China Securities Holdings Limited 中國証券控股有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-12-15 |
| China Securities Holdings Limited 中國証券控股有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-12-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Carmen Ka Man Au during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.