Elton Ngok Yan Chan
陳岳欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Elton Ngok Yan Chan (陳岳欣), a licensed former licensee with CE reference AGA656. This person has 6.7 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Peakhouse Asset Management Limited 睿峰資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2024-01-22 | 2025-01-17 |
| Peakhouse Asset Management Limited 睿峰資產管理有限公司 |
Rep | Type 9 - Asset management | 2024-01-22 | 2025-01-17 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-01-16 | 2021-01-05 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2020-01-16 | 2021-01-05 |
| HSBC Guyerzeller Far East Limited | RO | Type 5 - Advising on futures contracts | 2005-11-10 | 2009-05-01 |
| HSBC Guyerzeller Far East Limited | RO | Type 1 - Dealing in securities | 2004-12-22 | 2009-05-01 |
| HSBC Guyerzeller Far East Limited | RO | Type 4 - Advising on securities | 2004-08-10 | 2009-05-01 |
| HSBC Guyerzeller Far East Limited | RO | Type 9 - Asset management | 2004-08-10 | 2009-05-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Elton Ngok Yan Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.