Xinping Li
李新平
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xinping Li (李新平), a licensed former licensee with CE reference AFZ532. This person has 15.2 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Riches Depot Securities Co., Limited 聚富證券有限公司 |
RO | Type 1 - Dealing in securities | 2014-05-30 | 2019-01-02 |
| Pinestone Securities Limited 鼎石證券有限公司 |
RO | Type 1 - Dealing in securities | 2012-09-13 | 2013-11-08 |
| Luen Fat Securities Company Limited 聯發證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2012-09-05 |
| Luen Fat Securities Company Limited 聯發證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-01-05 |
| Luen Fat Securities Company Limited 聯發證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-01-05 |
| Luen Fat Securities Company Limited 聯發證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-01-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xinping Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.