David Leslie Johnson

CE No. AFT796 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Leslie Johnson, a licensed former licensee with CE reference AFT796. This person has 4.3 years of SFC licence history. Total licence records on file: 2.

Information

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Licence history

FirmRoleRegulated activityFromTo
Credit Agricole Securities (Asia) Limited
東方匯理證券(亞洲)有限公司
Rep Type 4 - Advising on securities 2009-11-02 2011-04-22
Macquarie Capital Limited
麥格理資本股份有限公司
Rep Type 4 - Advising on securities 2006-11-21 2009-09-07

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as David Leslie Johnson during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Lei Yang Credit Agricole Securities (Asia) Limited 2009–2011
Katherine Ching Yu Chan Credit Agricole Securities (Asia) Limited 2009–2011
Mingdi Liu Credit Agricole Securities (Asia) Limited 2009–2011
Ka Chun Ng Credit Agricole Securities (Asia) Limited 2009–2011
Jeannette Ann Siok Hwee Sim Credit Agricole Securities (Asia) Limited 2009–2011
Peter Roland Hilton Credit Agricole Securities (Asia) Limited 2009–2011
Zhiyun Huang Credit Agricole Securities (Asia) Limited 2009–2011
Philip W Tulk Credit Agricole Securities (Asia) Limited 2010–2011
Qin Zhang Credit Agricole Securities (Asia) Limited 2010–2011
Hiu Tan Huang Credit Agricole Securities (Asia) Limited 2010–2011
Wai Ming Liu Credit Agricole Securities (Asia) Limited 2010–2011
Chih-Heng Jack Lu Credit Agricole Securities (Asia) Limited 2010–2011
Ying Huang Credit Agricole Securities (Asia) Limited 2010–2011
Sharnie Wing San Wong Credit Agricole Securities (Asia) Limited 2009–2010
James Richard Barrett Credit Agricole Securities (Asia) Limited 2010–2011
Chih-Hung Chang Credit Agricole Securities (Asia) Limited 2010–2011
Mein Sze Chwei Credit Agricole Securities (Asia) Limited 2010–2011
Katherine Tsz Lan Tai Credit Agricole Securities (Asia) Limited 2010–2011
Yanan Wang Credit Agricole Securities (Asia) Limited 2010–2011
Desmond Clinton Cheung Credit Agricole Securities (Asia) Limited 2010–2011
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