Pierre Sheung Kin Ng
吳尚堅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pierre Sheung Kin Ng (吳尚堅), a licensed former licensee with CE reference AFS942. This person has 3.1 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sun Life Hong Kong Limited 香港永明金融有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2006-04-28 |
| Sun Life Hong Kong Limited 香港永明金融有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-01-31 |
| Sun Life Hong Kong Limited 香港永明金融有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-01-31 |