Dorothy Wai Han Wong
黃慧嫻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dorothy Wai Han Wong (黃慧嫻), a licensed former licensee with CE reference AFS777. This person has 16.1 years of SFC licence history. Total licence records on file: 16.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| VSTH Capital Global Asset Management Limited 清控偉仕資產管理有限公司 |
RO | Type 4 - Advising on securities | 2019-08-12 | 2020-12-31 |
| VSTH Capital Global Asset Management Limited 清控偉仕資產管理有限公司 |
RO | Type 9 - Asset management | 2019-08-12 | 2020-12-31 |
| VSTH Capital Global Asset Management Limited 清控偉仕資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-07-29 | 2019-08-12 |
| VSTH Capital Global Asset Management Limited 清控偉仕資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-07-29 | 2019-08-12 |
| Awaken Thunder Capital Limited 春雷資本有限公司 |
RO | Type 1 - Dealing in securities | 2019-03-11 | 2019-07-02 |
| Awaken Thunder Capital Limited 春雷資本有限公司 |
RO | Type 4 - Advising on securities | 2019-03-11 | 2019-07-02 |
| Awaken Thunder Capital Limited 春雷資本有限公司 |
RO | Type 9 - Asset management | 2019-03-11 | 2019-07-02 |
| Regan International Asset Management Limited 雷根國際資産管理有限公司 |
RO | Type 4 - Advising on securities | 2017-08-03 | 2018-07-31 |
| Regan International Asset Management Limited 雷根國際資産管理有限公司 |
RO | Type 9 - Asset management | 2017-08-03 | 2018-07-31 |
| Gold Medal Global Investment Co., Limited 金獎章全球投資有限公司 |
RO | Type 4 - Advising on securities | 2016-11-09 | 2017-07-31 |
| Gold Medal Global Investment Co., Limited 金獎章全球投資有限公司 |
RO | Type 9 - Asset management | 2016-11-09 | 2017-07-31 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 4 - Advising on securities | 2012-08-22 | 2016-04-28 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 9 - Asset management | 2012-08-22 | 2016-04-28 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-10-19 | 2016-04-28 |
| T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 |
Rep | Type 4 - Advising on securities | 2008-09-16 | 2011-08-01 |
| Angus Moore Limited 安格摩亞投資管理國際有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2008-07-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Dorothy Wai Han Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.