Hoi Ling Yip

葉海苓
CE No. AFQ523 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hoi Ling Yip (葉海苓), a licensed former licensee with CE reference AFQ523. This person has 2.3 years of SFC licence history. Total licence records on file: 6.

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Licence history

FirmRoleRegulated activityFromTo
KGI Asia Limited
凱基證券亞洲有限公司
Rep Type 1 - Dealing in securities 2007-08-31 2007-10-01
KGI Futures (Hong Kong) Limited
凱基期貨(香港)有限公司
Rep Type 2 - Dealing in futures contracts 2007-08-31 2007-10-01
Ramon Investment Company Limited
偉民証券有限公司
Rep Type 1 - Dealing in securities Pre-2003 2005-06-20
Ramon Investment Company Limited
偉民証券有限公司
Rep Type 4 - Advising on securities Pre-2003 2004-08-23
Ramon Investment Company Limited
偉民証券有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2004-08-23
Ramon Investment Company Limited
偉民証券有限公司
Rep Type 9 - Asset management Pre-2003 2004-08-23

Worked alongside

The 5 closest colleagues, strongest tie first — individuals licensed at the same firm as Hoi Ling Yip during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Luke Harilela Ramon Investment Company Limited 2003–2005
Arjun Jhamatmal Hotwani Ramon Investment Company Limited 2003–2005
Chi Chu Wong Ramon Investment Company Limited 2003–2005
Ramon Prishotamdas Harilela Ramon Investment Company Limited 2003–2005
Kamini Nanik Khemaney Ramon Investment Company Limited 2003–2005
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