Robert James Goulburn
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Robert James Goulburn, a licensed former licensee with CE reference AFP789. This person has 2.2 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-07-17 | 2013-03-16 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-07-17 | 2013-03-16 |
| Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-07-08 | 2012-02-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Robert James Goulburn during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.