Kwok Suen Li

李國璇
CE No. AFN349 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Suen Li (李國璇), a licensed former licensee with CE reference AFN349. This person has 18.4 years of SFC licence history. Total licence records on file: 7.

Information

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Licence history

FirmRoleRegulated activityFromTo
Phillip Securities (Hong Kong) Limited
輝立證券(香港)有限公司
Rep Type 4 - Advising on securities 2016-10-25 2021-08-12
Phillip Securities (Hong Kong) Limited
輝立證券(香港)有限公司
Rep Type 1 - Dealing in securities 2004-12-30 2021-08-12
Phillip Capital Management (HK) Limited
輝立資本管理(香港)有限公司
Rep Type 9 - Asset management 2004-12-30 2021-08-12
Phillip Capital Management (HK) Limited
輝立資本管理(香港)有限公司
Rep Type 4 - Advising on securities 2004-12-13 2016-09-26
SSC Mandarin Financial Services Limited
文華新城理財顧問有限公司
RO Type 6 - Advising on corporate finance 2004-02-05 2004-12-10
SSC Mandarin Financial Services Limited
文華新城理財顧問有限公司
RO Type 4 - Advising on securities 2003-07-03 2004-12-10
SSC Mandarin Financial Services Limited
文華新城理財顧問有限公司
Rep Type 4 - Advising on securities Pre-2003 2003-07-03

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwok Suen Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Wah Sai Lim Phillip Capital Management (HK) Limited 2004–2021
Louis Wai Kit Wong Phillip Capital Management (HK) Limited 2004–2021
Yuk Keung Chan Phillip Capital Management (HK) Limited 2004–2021
Aric Wing Kai Au Phillip Capital Management (HK) Limited 2004–2016
Wallace Cheuk Lam Chau Phillip Capital Management (HK) Limited 2007–2016
Yoshikazu Shikita Phillip Capital Management (HK) Limited 2011–2021
Toshiyuki Okada Phillip Capital Management (HK) Limited 2011–2021
Guohe Fan Phillip Capital Management (HK) Limited 2007–2016
Xing Yu Chen Phillip Capital Management (HK) Limited 2007–2016
Yiu Keung Yau Phillip Capital Management (HK) Limited 2013–2021
Chung Tak Tam Phillip Capital Management (HK) Limited 2012–2020
Jing Zhang Phillip Capital Management (HK) Limited 2008–2016
Kit Chi Kwan Phillip Capital Management (HK) Limited 2008–2016
Norman Kai Chung Lau Phillip Capital Management (HK) Limited 2013–2021
Wai Chau Phillip Capital Management (HK) Limited 2014–2021
Wai Lam Tam Phillip Capital Management (HK) Limited 2014–2021
Hung Wah Ma Phillip Capital Management (HK) Limited 2014–2021
Man Kit Poon Phillip Capital Management (HK) Limited 2015–2021
Wilson Ho Chu Lam Phillip Capital Management (HK) Limited 2015–2021
Tsao Lung Lai Phillip Capital Management (HK) Limited 2007–2013
Explore the interactive colleague network →

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