Mei Wah Carol Chau
仇美華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mei Wah Carol Chau (仇美華), a licensed former licensee with CE reference AFM849. This person has 13.6 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DaoKou Asset Management Limited 道口資產管理有限公司 |
RO | Type 4 - Advising on securities | 2017-05-25 | 2019-12-31 |
| DaoKou Asset Management Limited 道口資產管理有限公司 |
RO | Type 9 - Asset management | 2017-05-25 | 2019-12-31 |
| DaoKou Asset Management Limited 道口資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2016-12-09 | 2017-05-25 |
| DaoKou Asset Management Limited 道口資產管理有限公司 |
Rep | Type 9 - Asset management | 2016-12-09 | 2017-05-25 |
| DaoKou Asset Management Limited 道口資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2015-10-08 | 2015-10-16 |
| DaoKou Asset Management Limited 道口資產管理有限公司 |
Rep | Type 9 - Asset management | 2015-10-08 | 2015-10-16 |
| DaoKou Securities Limited 道口證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-08-19 | 2017-05-16 |
| Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 |
RO | Type 4 - Advising on securities | 2009-06-08 | 2010-06-30 |
| Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 |
RO | Type 9 - Asset management | 2009-06-08 | 2010-06-30 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-05-24 | 2013-04-25 |
| Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 |
Rep | Type 4 - Advising on securities | 2004-02-04 | 2009-06-08 |
| Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 |
Rep | Type 9 - Asset management | 2004-02-04 | 2009-06-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Mei Wah Carol Chau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.